Americans want equality, but they differ on the
extent to which
government should provide it.
A. Most Americans support EQUALITY OF OPPORTUNITY, which gives
individuals the same opportunities to get ahead.
B. Americans are less committed to EQUALITY OF OUTCOME, which
entails greater uniformity of social, economic, and political
power for people.
II. The history of CIVIL RIGHTS has been a long, and still incomplete,
search for social economic equality in American democracy.
A. The Civil War amendments were adopted to provide American
blacks with civil and political rights.
1. The Supreme Court seemed intent on weakening federal
attempts to ensure the civil rights of blacks.
a. The Court ruled in 1873 that state citizenship and
national citizenship remained distinct despite the
rights guaranteed in the Fourteenth Amendment.
b. The Court struck down the section of the Civil Rights Act of 1875 dealing with equality of public accommodations on
the grounds that the federal government could not
prohibit private dorms of discrimination.
c. The voting rights of blacks were weakened through several
discriminatory mechanisms, such as the POLL TAX, proof
of property ownership, and education requirement.
2. With the nullification of the Civil Rights Act of 1875,
formal state laws requiring RACIAL SEGREGATION proliferated.
a. "Jim Crow" laws required the housing and all other public
facilities for blacks and whites be separated.
b. In PLESSY v. FERGUSON (1896), the Supreme Court upheld
state-imposed racial segregation based on the concept of
SEPARATE-BUT-EQUAL facilities for blacks.
c. The Supreme Court extended the separate-but-equal
doctrine to the schools used by blacks and whites.
B. Denied access to the political system, blacks began to seek
access in the courts in order to challenge racial segregation
in education.
1. The NAACP helped blacks challenge state laws denying them
access to white-only universities.
2. In 1954, the Supreme Court rejected the separate-but-equal
doctrine in its decision on BROWN v. BOARD OF EDUCATION OF
TOPEKA.
a. President Truman's order for the DESEGREGATION of the
armed forces paved the way for the BROWN decision.
b. Several states resisted the Court's request that school
desegregation be implemented "with all deliberate speed."
c. The Court approved several remedies to achieve
integration, including busing, racial quotas, and pairing
of noncontiguous school zones.
d. Public opinion has been highly divided on the issue of
busing and other desegregation remedies.
e. Since 1974, the Court has limited busing to school
districts that practiced discrimination in the past.
C. The advancement of racial equality beyond the school systems
required the political mobilization of the people through the
CIVIL RIGHTS MOVEMENT.
1. Under the leadership of Martin Luther King, Jr., black used
several forms of CIVIL DISOBEDIENCE to protest
discriminatory laws.
a. In 1955, blacks BOYCOTTED Montgomery's segregated bus
system.
b. Nonviolent sit-in demonstrations became a common form of
protest throughout the South.
2. In part because of the increased momentum of the civil
rights movement, Congress passed the Civil Rights Act of
1964.
a. The Civil Rights Act of 1964 is the most comprehensive
legislation to date designed to eliminate racial
discrimination in all areas.
b. The Civil Rights Act of 1964 was vindicated in the
Supreme Court by reason of the congressional power to
regulate discrimination in all areas.
c. Other civil rights legislation was implemented through
President Johnson's Great Society programs. D. Recent Supreme Court decisions have demonstrated a tendency
toward upholding freedom over equality.
1. The decision in GROVE CITY COLLEGE v. BELL (1984) frustrated
enforcement of laws barring discrimination.
2. Although Congress acted to restore civil rights enforcement
in 1988, the Court demonstrated its continued interest in
dismantling such enforcement when, in several other
decisions in 1989, it voted to limit the reach of several
long-standing civil rights decision.
E. The lack of progress toward equality for northern blacks was an
important factor in the rise of the black nationalist movement
in the 1960s.
1. During the 1960s, the level of violence related to
desegregation increased.
2. Black violence took the form of rioting in many ghettos of
northern cities.
a. Black Muslims, particularly Malcolm X until his
assassination in 1965, called for a separation from
whites and the use of violence in response to white
violence.
b. The Black Panther Party called for increased "black
power" in the struggle for civil rights.
3. One of the consequences of the black nationalist movement
was to instill pride in black history and culture.
F. The extension of civil rights has been applied more slowly for
other nonwhite minorities, such as Native Americans and
Hispanics, and has occurred more slowly.
1. Government policy toward Native Americans has been
characterized by appropriation of lands, neglect, and social
and political isolation.
a. At the turn of the century, the national government began
to promote assimilation instead of separation. In 1924,
Native Americans were granted citizenship.
b. Poverty and unemployment have led Native Americans to
resort to militant or violent action in order to bring
attention to their grievances.
c. Since the 1970s some Native Americans have been able to
extract compensation for the loss of their lands.
2. Hispanics have only recently begun to exercise the political
clout necessary to redress the poverty and discrimination
they have found in cities and rural areas. A significant
amount of progress remains to be made.
3. Other non-black minorities had to wait until 1987 to receive the civil rights protection originally targeted only to the
black community.
4. In 1990, the Americans with Disabilities Act extended the
protection embodied in the Civil Rights Act of 1964 to
people with physical or mental disabilities.
III. The movement toward equal civil rights for women has been
confronted with the traditional view of the relationship between
men and women.
A. PROTECTIONISM--the belief that women should be spared from
life's cruelties-- served as the basis for many laws that
discriminated against women.
In 1873, the Supreme Court upheld an Illinois statute
prohibiting women from practicing law.
2. In 1908, the Supreme Court upheld Oregon work laws requiring
women to work fewer hours.
B. Women were denied the right to vote until the movement for
women's suffrage culminated in the adoption of the NINETEENTH
AMENDMENT in 1920.
C. The prohibition of sex-based discrimination has advanced
through legislation.
1. The Equal Pay Act of 1963 requires equal pay for men and
women doing similar work but it does not account for
stratification of work by sex.
2. Title VII of the Civil Rights Act of 1964 covers
discrimination on the basis of sex.
3. Congress passed additional legislation prohibiting
discrimination in federally aided educational programs.
D. Since 1970 the Supreme Court has consistently struck down laws
that discriminate on the basis of sex.
1. The Court determined in 1976 that gender distinctions could
be justified only if they served some important government
purpose.
2. The intention of gender-related Court decisions is to end
sexual stereotyping while acknowledging relevant differences
between men and women.
E. The EQUAL RIGHTS AMENDMENT (ERA) was designed to ensure that
all rights under the law are not denied to anyone on account of
sex.
1. After the ERA passed the proposal stage in 1972, its
proponents failed to obtain ratification of the amendment by
the ratification deadline in 1982.
2. The ERA was challenged by staunch opposition from some
states and from women who wanted to maintain their
traditional role.
3. Some argued that the ERA was unnecessary. Indeed, many of
the goals of the ERA have already been realized by various
actions of the Supreme Court.
IV. AFFIRMATIVE ACTION programs were designed to eliminate the effects
of past discrimination for women and members of other minority
groups.
A. Such programs include recruitment, preferential treatment, and
quotas for women, minorities, and the disabled in professional
education, employment, and the placement of government
contracts.
B. In REVERSE DISCRIMINATION cases, plaintiffs have argued that
affirmative action programs designed to protect minorities
discriminate against whites.
1. In REGENTS OF THE UNIVERSITY OF CALIFORNIA v. BAKKE (1978),
the Supreme Court agreed that Bakke had been discriminated
against but it reaffirmed the use of affirmative action
programs.
2. In JOHNSON v. TRANSPORTATION AGENCY, SANTA CLARA COUNTY
(1987), the Supreme Court upheld the use of affirmative
action programs but with significant dissension from several
justices.
3. The Supreme Court tried to strike a balance between
traditional employment practices and affirmative action
programs.
4. The Supreme Court decided that affirmative action programs
do not overrule traditional seniority rules unless actual
discrimination can be demonstrated.
C. Recent Supreme Court decisions have affirmed race-conscious
affirmative action programs for individuals who were not the
actual victims of discrimination.
JUDICIAL ACTIVISM
I. The federal courts are often called on to decide cases that
reflect competing philosophies about how our government should
operate.
A. Familiar conflicts are between those who favor equality and those who favor freedom, and between those who favor equality
and those who favor order. By order, we refer to the need to
protect citizens from lawlessness.
B. During the 1950s, 1960s, and 1970s, the federal courts moved
decisively toward promoting equality. The federal courts, and
especially the Supreme Court, were considered to be "activist"
in nature during this time because of their bold policy
decision promoting equality. The most famous of these is BROWN
v. BOARD OF EDUCATION OF TOPEKA, which ordered desegregation
of the schools.
II. Consider the value conflict in the PARC case.
A. PENNSYLVANIA ASSOCIATION FOR RETARDED CHILDREN v. COMMONWEALTH
OF PENNSYLVANIA was filed by an advocacy group (PARC) on
behalf of developmentally delayed and learning-disabled
children. Such children, although their range of abilities is
considerable, are currently labeled "special needs" children.
PARC prevailed in court, and as a result of the suit, the state
of Pennsylvania committed itself to the principle that citizens
with special needs have the RIGHT to a free education
appropriate to their needs.
1. The state had to develop a plan for identifying and
evaluating children with learning disabilities.
2. The state had to give those special needs children an
education that was appropriate to the diagnosis. In other
words, all special-needs children are not the same, and they
have to be taught in ways suitable to them as individuals.
They should not be "warehoused" together.
3. Children had to be placed in regular classes
("mainstreamed") where possible.
4. A due process system had to be instituted to resolve
complaints about placement and diagnosis.
5. A party losing at these hearings would have a right to an
appeal.
B. The PARC case was significant for a number of reasons.
1. We have always had children with special needs. We have also
had public schools for a very long time. Why was it that in
1971 the courts became interested in protecting the rights
of those with special needs, ensuring them an appropriate
public education?
2. The court intervened in a very detailed way in the state
educational bureaucracy. The court did not merely enunciate
a principle--that the state must protect the rights of those
with special needs--but it forced an agreement that went
into great detail as to what constituted equal treatment of
special needs children. Did the court blur the separation of
powers, taking over the role of the administrative agency?
3. A hearing was at the heart of protecting the equality of all
special needs children in Pennsylvania. That is, an
aggrieved party had a right to a hearing if he or she didn't
like the decision that was reached.
a. The rights of the children with special needs weren't
fully protected in the court's eyes, unless they had the
right to go before a fair-minded body and say "I've been
wronged by the state educational bureaucracy. The law
wasn't fairly applied in my case."
b. Was this due process a way of establishing equality
before the law, or is it better described as a costly
administrative procedure that the courts forced
Pennsylvania taxpayers to pay for? Stated another way,
shouldn't it be the city councilors or the state
legislators--the elected representatives of the
people--who make decisions about how taxpayer money is to
be spent?
III. The movement toward equality
A. How did we arrive at a state where decisions like PARC became
commonplace and new rights were conferred on constituencies
with long-held grievances? How did the courts come to be such
an activist institution, finding new and different ways to
define equality?
1. The BROWN decision marked the beginning of this era of
judicial activism. In the words of one legal scholar, BROWN
"initiated the greatest social revolution" of a generation.
2. In the decision, Chief Justice Earl Warren said that public
education was "the very foundation of good citizenship." He
noted the findings of sociologists and psychologists that
said the learning in segregated facilities creates a "sense
of inferiority [that] affects the motivation of children to
learn."
3. In a sense, there was no turning back from the BROWN
decision. The logic that a child was not being treated
equally because of the social inferiority fostered by
segregated schools was easily applicable to other aggrieved
parties.
a. The grievance of special-needs children was based on
their status as a minority that was being harmed by
apathy and ignorance of its education needs.
b. Once the Supreme Court declared that segregation was a
constitutional issue, it was then faced with a broad
question: What other grievances of alleged unequal
treatment fell within the Court's logic?
4. Although the courts did expand their activist reach into
many areas of public policy, many of their early post-BROWN
efforts were aimed at ending racist practices. The white
southerners in power in their states and communities were
reluctant to apply the logic of BROWN to other public
institutions.
5. The courts repeatedly stepped in to protect the rights of
blacks. Federal Judge Frank Johnson, one of the leading
jurists of his era, described the courts' activism in
Alabama in a law review article: "In addition to deciding
scores of school cases, federal courts in Alabama alone have
ordered the desegregation of mental institutions, penal
facilities, public parks, city buses, interstate and
intrastate buses and bus terminals, airport terminals, and
public libraries and museums."
6. But, Judge Johnson added, "Desegregation is not the only
area of state responsibility in which Alabama officials have
forfeited their decision-making powers by such a
dereliction of duty as to require judicial intervention.
. . . State officials by their inaction have also handed
over to the courts property tax assessment plans; standards
for the care and treatment of the mentally ill and mentally
retarded persons committed to the state's custody; and the
procedures by which such persons are committed."
7. Thus, the next step after attacking the malfeasance of state
officials in areas related to race was attacking their
malfeasance in areas where other kinds of minorities were
being denied equality.
8. In Johnson's eyes, the point is simple, because the same
logic holds: the courts must protect the rights of
minorities to assure that they are treated equally under the
Constitution. To assure those rights, the courts must
intervene.
IV. The Fourteenth Amendment
A. What were the courts saying in terms of the Constitution? What
part of the Constitution gave them the right to intervene in
state educational, penal, and welfare agencies? The courts
don't say, "We're intervening because it's the right thing to
do," but rather "The Constitution demands that we do it." But
where?
1. The answer is in the Fourteenth Amendment. This amendment,
ratified in 1868 in the aftermath of the Civil War, states
that no person shall be denied "equal protection of the
laws." It also says that no person shall be denied "life,
liberty, or property without due process of law."
2. In the BROWN case, the Court simply ruled that school
segregation violated equal protection under the laws. That
broad concept of equality, newly defined in BROWN, was then
extended to other spheres. As Archibald Cox put it, "How
could a court rule that discrimination at lunch counters
violated the Fourteenth Amendment without going on to rule
that the Amendment is also violated by discrimination in
employment, in admitting pupils to private colleges, and
in the sale and rental of housing?"
3. But the due process clause, not used in BROWN, became very
important in the expansion of judicial activism. It was a PROCEDURAL definition of equality. Thus, equality is not
just a set of laws that don't discriminate against
individuals in the policies they set forth. Equality is a
matter of how government treats its citizens when it
interacts with them.
a. In concrete terms, the government can have a welfare
program, and it can give out benefits on the basis of
income levels of recipients-- presumably an objective
indicator of eligibility. Yet that still isn't enough for
the courts to be convinced that all welfare recipients
are treated equally.
b. Rather, there must be a procedural safeguard. The courts
have intervened and said welfare recipients have the
right of due process. Benefits cannot be taken away from
them unless they have a right to a hearing.
c. It makes no difference that the taxpayers' money is at
issue here, not property owned by the welfare recipient.
The courts say that the recipient has a right to a
hearing to ensure that the state is not denying benefits
unfairly.
(1) Suppose a caseworker cuts someone off from welfare
because he or she doesn't like the person or thinks
that the individual is of low character.
(2) Doesn't the welfare recipient have the right to have
an impartial hearing on whether the action was
justified under law?
B. Conservatives have criticized judicial power exercised under
the Fourteenth Amendment.
1. No one wants to go back to the days before the Fourteenth
Amendment.
2. It boils down to a matter of degree. Many critics,
especially conservative ones, feel that the courts have gone
too far. Equality has become an ideal that has been
implemented in such a way that it seems to overcome other
principles of the Constitution, namely:
a. Separation of powers.
b. Individual freedom.
c. States' rights.
3. Critics charge that, in the name of equality, an "imperial
judiciary" has emerged. They further argue that federal
court judges have put their own philosophy into effect, even
though that isn't the philosophy that most Americans hold.
a. They point to cases like the Boston school desegregation
case. A federal district judge, W. Arthur Garrity, not
only decided which schools were to be desegregated, but
also
(1) Which schools should be closed.
(2) Which teachers must be retained and which must be
fired.
(3) How school programs must be developed.
(4) Whom the school committee ought to consult with and
work with to write contracts for the development of
school programs.
(5) Which programs should be located in which schools.
b. In a case in Alabama concerning mental hospitals, the
state's cost of compliance with the decision moved its
expenditures from $14 million a year to $58 million a
year in the space of just two years.
4. Who, then, is in charge of spending decisions? Is it the
taxpayers, through the means of electing representatives to
the legislature? Or is it the non-elected judiciary?
5. At what point does judicial activism become judicial
tyranny? What are the limits to the Fourteenth Amendment? Is
the power of the judiciary the power to erode the powers of
the other branches of government?
V. Criminal justice and the conservative critique: the case of MAPP
v. OHIO.
A. It is not just in the realm of the Fourteenth Amendment that
activist judges have infuriated conservative critics. Criminal
justice is equally controversial. The case of MAPP v. OHIO
illustrates this point.
B. This case involves the Fourth Amendment's protection against
"unreasonable searches and seizures."
1. Ms. Dollree Mapp was a resident of Cleveland, Ohio in the
late 1950s. The police had information that she might be
harboring a fugitive. Three policemen went to her house and
knocked on her door, asking to be let in. She called her
attorney, who said not to let them in unless they had a
warrant. The police didn't, and she refused to unlock her
door. Four more police officers were then dispatched to the
scene. When Ms. Mapp did not admit the police a second time,
they broke in. She asked to see their warrant. One of the
police officers held out a piece of paper. She grabbed it
and put it in her bra. A struggle ensued, she was
handcuffed, and the piece of paper was retrieved. A search
did not turn up the suspect, but the police did find some
materials they alleged were obscene. Possession of such
material was a crime under Ohio law.
2. Ms. Mapp was tried before a state court. No warrant was
produced at the trial. She was nevertheless convicted. On
appeal to the Supreme Court, the conviction was overturned.
The Court said that if evidence is gathered in an illegal
manner--in this case the police broke in and searched the
house without a warrant--then the evidence cannot be
introduced in court. This is known as the EXCLUSIONARY RULE.
3. This principle had been in effect in federal court since
1914, but the MAPP case extended it to state courts (where
most criminal trials take place).
a. Again there is criticism. The complaint is that an
activist court has pushed forward a philosophy that puts
the rights of criminals above the need for order. Such a
"strict" interpretation of the Fourth Amendment may mean
that criminals go free because law enforcement
officials make errors.
b. The threat of challenges under the MAPP ruling by defense
attorneys may make prosecutors more eager to plea bargain
if they are at all concerned about a search and seizure
question.
c. There is a simple rejoinder. The Fourth Amendment is
there to protect all Americans from unlawful behavior by
the government. If the police can violate our
constitutional rights and can then use the evidence in
court, what is going to prevent them from doing whatever
they think is necessary to catch criminals? Would we
really want to live in a country that doesn't have a
strong Fourth Amendment strictly interpreted by the
courts?
4. Yet some note that the question is not really one of whether
it's desirable to have a Fourth Amendment. Rather, they see
MAPP as another example of an activist court making social
policy in a complicated area.
VI. The continued impact of judicial activism.
A. Given the steady drumbeat of criticism of the courts for an
activist bent that has seen them take over the administration
of school systems, facilities for those with special needs,
housing authorities, and so on, why haven't the courts pulled
back?
B. After all, there are many conservatives sitting in the federal
courts, appointed by Presidents Nixon, Ford, Reagan, and Bush.
Why hasn't there been a conservative revolution in the courts
that makes judicial activism a thing of the past?
1. Judicial appointments certainly do affect the direction of
court decisions, and the many conservatives that the Reagan
and Bush administrations have had the opportunity to appoint
will surely be a major influence for years to come.
2. Still, there are constraints on just how much public policy
can change because of different judges sitting on the bench.
a. The courts rule in common-law fashion. That is, the body
of precedent on a legal issue cannot be ignored.
b. What is defined as a RIGHT in a body of case law cannot
easily be taken away. Equality has been defined as a set
of concrete rights--not privileges, but rights. It is
difficult for the court to go to mental patients or
physically disabled people and say, "These aren't your
rights after all." The courts can't turn on a dime and
say, "We made a mistake. That ruling was an excess."
c. In short, it takes time for the federal courts to work
out past decisions through incremental changes in its
ruling.
d. As Nathan Glazer put it, "The court must work out the
logic of positions once taken, and it cannot easily
withdraw form the implications of these positions."
C. Another reason is the rise of a "rights establishment."
1. Civil rights groups, public interest groups, and legal aid
organizations are now major actors in our judicial system.
2. They work assiduously to enhance and protect the interests
of society's disadvantaged--the handicapped, racial and
ethnic minorities, and the poor.
3. They appeal cases when lower court judges make rulings
contrary to their clients' interests. These groups use their
resources to try to make sure that the courts don't move
away from previous positions that have protected various
constituencies. They use the logic of previous rulings--of
precedent--in their arguments.
D. Finally, we have adjusted our thinking. Though critics still
decry what they see as excesses, a lot of the courts' actions
have come to be accepted as morally correct. It is not just
civil rights that have been accepted, but a broader notion of
due process for all.
1. There is still resistance to detailed intervention by the
courts into the administration of social services. And
police officers on the beat surely feel that the courts
interfere with their work.
2. Although the courts' rulings have brought about some
acceptance of a broader notion of rights and due process,
controversy remains.
E. The controversy is over the rightful powers of the courts
relative to the rightful powers of the other two branches. It
is the issue of the separation of powers. It is the question
that was so central to the authors of the Constitution.
F. We are left with this question: Have the courts wrongfully
taken over responsibilities and prerogatives of the other two
branches? Has the court system evolved into an "imperial
judiciary," standing in stark contrast to the role envisioned
for it by our founding fathers? Or does the court system
protect the rights of our citizens, making sure that they are
treated equally before the law because the other two branches
of government sometimes refuse to do so? This is the challenge
of democracy: to nurture democratic government while protecting
freedom, order, and equality.