Understanding and Evaluating American Politics
I. Introduction
We in the United States are participants in the world-wide
struggle for democracy because American political ideas and
institutions often have provided inspiration for democratic
movements around the world. Even in the U.S., however,
democracy has not been fully realized. The focus of chapter
1 is to describe how American politics works and to develop a
way to think more clearly about the nature of democracy.
II. To Understand and Evaluate
Many Americans are overwhelmed and confused by the avalanche
of political information reported by the news media. Chapter
1 helps students make sense of a complex political world by
providing a framework for understanding why political events
occur and developing a definition of democracy that can be
used as a standard for evaluating the quality of political
life in America.
III. The Collapse of Jim Crow
The rigid system of racial segregation known as Jim Crow
developed in southern states near the beginning of the
twentieth century and remained firmly in place for over fifty
years. This legalized system of segregation provided for the
separation of the races in schools, restaurants, public
transportation, and residential neighborhoods. Blacks were
denied access to the protection and services provided by
government and barred through various means from the right to vote.
In 1954, the U.S. Supreme Court overturned the legally
sanctioned system of racial segregation in public schools in
the famous case of Brown v. Board of Education of
Topeka. This decision reversed the judicial doctrine of
separate but equal which had been established in 1896 in the
case of Plessy v. Ferguson. Nonetheless, the Brown case did
not bring an immediate end to legalized segregation in public
schools nor in other public facilities. Despite Brown v.
Board of Education of Topeka, segregation remained firmly in
place throughout the early 1960s.
It was not until Congress adopted the 1964 Civil Rights Act
and 1965 Voting Rights Act that significant advances took
place in the area of civil rights. These pieces of landmark
legislation swept away legalized segregation in public accommodations and provided for strict federal monitoring to
protect the voting rights of blacks.
The 1964 Civil Rights Act banned legalized segregation in
public accommodations (hotels, restaurants, terminals, movie
theaters, etc.) and made it possible for the national
government to protect citizens from discrimination in voting,
education, and employment. The act also empowered the
federal government to sue states that did not comply with
these new federal guidelines.
The 1965 Voting Rights Act provided for the suspension of
literacy tests and the assignment of federal voting
registrars to register citizens in those states and counties
where less than half the voting age population had voted in
the 1964 election.
The 1964 Civil Rights Act and the Voting Rights Act
profoundly affected the political and social environment of
the South. Legalized segregation was swept away, large
numbers of blacks and other minorities began voting, and more
blacks were elected to public office than ever before.
Nevertheless, these laws were unable to sweep away all the
informal forms of segregation that existed in housing,
education, and the job market. These laws also failed to
significantly improve the economic well-being of blacks and
other minorities.
IV. A Framework for Understanding American Politics
Why were the Civil Rights Act of 1964 and the Voting Rights
Act of 1965 passed? What factors accounted for the passage
of this legislation or any legislation for that matter? The
textbook develops a framework for answering these questions
by examining the different actors and influences which can
have an impact on what government does. The first step in
understanding why something happened is to look at the
different actors and influences involved in the process to
determine the effect that each had on a particular outcome.
The individuals, organizations, processes, and institutions
that are involved in American politics can be grouped into a
limited number of categories of political actors or
influences, such as "political parties," "interest groups,"
"Congress," and "the economic system." Political actors and
influences interact with each other in somewhat different
ways, depending on the their level within the political
system.
The textbook categorizes actors along three different levels:
the governmental level, the political level, and the
structural level. The governmental level includes public
officials and public institutions (such as Congress and the
president) which have formal roles in making policy. The
political level includes such things as public opinion,
political parties, interest groups, elections, the media, and
social movements which are involved in transmitting the
preferences of individuals and groups to the government.
Finally the structural level includes factors such as the
economy, population, Constitution, political culture, and the
place of the United States in the international system.
Structural factors are beyond the direct control of
government officials but have a profound effect on what
actions the government takes. For example, the fact that the
United States is currently the preeminent military power in
the world greatly influences its foreign policy decisions.
All of these factors must be considered when developing
explanations for political phenomena. All three levels and
the interrelations among them must be understood in order to
develop an integrated view of what goes on in government. It
is important to understand, for example, that the actions of
public officials are not simply the product of personal
desires of the officials but are also the product of
influences from political institutions, factors on the
political level, and the context of the political structure.
The textbook's framework is useful for explaining the passage
of civil rights legislation during the mid-1960s.
Governmental influences include public officials and
institutions, particularly the president and the U.S.
Congress. Both Presidents Kennedy and Johnson as well as
majorities in both houses of Congress supported passage of
civil rights legislation.
However, the efforts of these officials in enacting such measures were hampered by other officials (particularly
members of Congress from southern states) who wanted to block
the legislation.
Passage was also impeded by the organization of Congress and
its committees. Southern whites who chaired powerful
committees within both houses attempted to kill such
legislation before it ever came up for a vote. In the
Senate, southern senators used the filibuster to prevent
civil rights legislation from coming to a vote.
After he became president in 1963, Lyndon Johnson was able to
transform the country's grief over the assassination of
President Kennedy into support for many of Kennedy's
programs, including civil rights legislation. Johnson used
his well-honed legislative skills in developing compromise
civil rights legislation that was acceptable to Congress. He
succeeded in mustering the necessary two-thirds vote for
cloture in the Senate to end the southern filibuster and won
the support of majorities in both houses of Congress.
Political pressures also had an impact on the passage of this
legislation. Civil-rights organizations such as the NAACP,
CORE, and the National Urban League protested against many of
the inequalities that existed in society, organizing
boycotts, sit-ins, and protest demonstrations. Their efforts
swayed public opinion behind the cause of civil rights and
pressured national leaders to support civil rights
legislation. Individuals such as Martin Luther King, Jr.,
Thurgood Marshall, and Rosa Parks gained fame as leaders of
the civil rights movement.
The civil rights movement had two main effects. First, the
movement aroused sufficient turmoil to force government
officials to act, fearing blame for a failure to keep order.
Second, the movement helped reinforce and strengthen support
for civil rights which was building among other political
level actors. For example, public opinion began gradually to
support equality for black Americans. The mass media also
began to publicize the civil rights struggle in a sympathetic
fashion. Finally, large numbers of labor unions, business corporations, religious organizations, and civic groups
joined the cause.
Structural influence is the third type of factor that can
affect what government does. The underlying causes of a
particular governmental decision or policy can be traced to
developments in society and the economy, the international
system, and the set of ingrained ideas that we call political
culture.
The passage of the Civil Rights Act and the Voting Rights Act
can only be understood in the context of important structural
changes in American life. The changing economic condition of
the U.S. had a major impact on the ability of civil rights
legislation to pass the Congress. The growth of industry in
the North and the deteriorating job market in the South led
to the migration of large numbers of black Americans from
South to North.
At the beginning of the twentieth century, most American
blacks lived in the South and lived on farms. By the late
1950s, almost half of all blacks in America lived outside the
South, with a majority working in industrial occupations and
living in cities. Because of these migratory and economic
changes many blacks became economically successful. This
success convinced many whites to discard old racist theories
about blacks and support equal opportunity. Also, blacks in
the North became politically active, thus gaining the
attention of those in public office as a potential source of
votes.
Another structural factor affecting the passage of civil
rights legislation was the involvement of the United States
in World War II and the Korean conflict. Black Americans who
served in combat during these wars gained self-confidence and
earned respect from other Americans. Moreover, blacks who
fought racism abroad grew increasingly impatient with their
treatment as second-class citizens at home.
These structural changes fed into the political-level shifts
in public opinion, interest groups, and political parties,
and to the rise of the civil rights movement. All of
these factors moved government officials to action on behalf
of black civil rights.
From this example, we can see that the governmental,
political, and structural levels of analysis must be
considered together if we are to understand what goes on in
American political life. Actions by public officials and
institutions can only be understood if they are seen in the
context of other political influences such as the actions of
interest groups, social movements, and voters. These in turn
can only be understood if they are seen in relationship to
such structural factors as the economy, the culture, and the
international system.
There is seldom one single cause that explains a governmental
decision or policy, but there are usually multiple causes.
This is not to say that all factors equally influence
political outcomes. On the contrary, one of the major goals
of the textbook is to point out the factors which have the
greatest impact on government decisions or policy outcomes.
One of the most powerful explanations that will be pointed
out throughout the text is that of structural influences.
The lines of influence flow from the structural to the
political to the governmental level. Without changes in
structural factors such as the nation's economy, black
migration from South to North, changing cultural perceptions
about black people, and America's new and important role in
the world, the Civil Rights Act of 1964 and the Voting Rights
Act of 1965 would have never occurred.
V. Democracy as a Standard for Evaluating
Political Life
While it is important to understand the factors that
influence what government does and the policies government
produces, we also need a way in which to evaluate
government's performance. In order to evaluate, it is
essential that we have some standard by which to compare how
the political system functions with how we think it ought to
function.
Democracy provides a standard for evaluating America's
political system. The fundamental meaning of democracy is
"rule by the people". The idea that ordinary people might
rule themselves represents an important departure from
traditional beliefs which held that people should be ruled by
the few (as in an aristocracy, theocracy, or meritocracy) or by the one (such as a philosopher king, divinely appointed
monarch, or military chieftain). At the heart of democratic
theory is the belief that humans have it within their power
to govern themselves wisely and that power in any other hands
besides those of the people can lead to tyranny.
Democracy originated in certain Greek city-states during the
fifth century B.C. For the Greeks, democracy meant direct
rule by the people in open assemblies, direct democracy.
People in such societies were directly involved in the
decision-making process of the government without
intermediaries, representatives, or leaders. However, such
societies were generally small and citizens usually had a
great deal of leisure time to take part in public affairs.
Although direct democracy may be the most appealing form of
government, it is not always the most practical. Even the
strongest advocates of self-rule such as Thomas Jefferson
noted the difficulties with this type of government. He said
that while direct democracy is the ideal form of government,
it is "restrained to very narrow limits of space and
population." The U.S. is too large and its population too
great for all Americans to meet in giant assemblies and make
decisions. Consequently, the Framers of the Constitution
created a representative democracy rather than a direct
democracy.
The concept of democracy has three fundamental, interrelated
attributes: popular sovereignty, political equality, and political liberty. The existence or absence of these
attributes determines how closely a society approximates the
democratic ideal. Popular sovereignty means that government
does what the people want. The ultimate source of public
authority rests with the people who may delegate their
authority to representatives and may reclaim authority at any
time.
There are several conditions under which popular sovereignty
exists. First, government policies must reflect the will of
the people. In other words, the government does what the
people want. Observers disagree as to how to determine the
popular will. Is the popular will what the people desire in
the long run or what people want in the short run? Are
governments to react to every passing whim of the people, or
should they act on what they believe to be the deliberative
will of the people (that is, the will of the people arrived
at after a period of reflection and discussion with others)?
A second condition for popular sovereignty is that people
participate in the political process. Widespread
participation in politics is a sign and a guarantee that the
popular will is expressed and enforced. Without participation it becomes difficult for representatives in
government to determine what the people want. It also become
impossible to guarantee that officials will respond to the
popular will even if they can determine what the popular will
happens to be. Participation is therefore necessary in order
to ensure that representatives will be responsive and that
they will have incentive to pay attention to the people.
The existence of high-quality information and debate is a
third condition of popular sovereignty. Unbiased information
which is freely challenged and openly debated is necessary to
facilitate peoples' ability to form opinions about issues and
candidates which are in accord with their own values and
interests.
Finally, majority rule is a necessary component of popular
sovereignty. Majority rule is the only mechanism through
which government can respond to all citizens and have the
views of each citizen counted equally.
Majority rule has many advantages. One is that majority rule
is the only decision-making process that recognizes the
intrinsic worth and equality of human beings. A second
advantage is that it maximizes the number of people involved in decision-making. A third advantage of majority rule is
that decisions made through majority rule enjoy greater
acceptance because they are based on the pooled judgment of
the people, taking into account a broad range of opinions and
information.
Political equality is a second fundamental principle of
democracy. This means that people deliberate about their
common problems and concerns as equals. Without political
equality, we would have no way to accurately gauge or to
enforce the popular will. Whether or not political equality
extends to material equality (or if there is even a difference between the two) are questions which are still
subject to debate.
Political Liberty is a third basic element of democracy.
This concept refers to certain basic freedoms that are
essential to the formation and expression of the popular will
and to its translation into policy. Political liberties
include the freedoms of speech, conscience, press, and
association. Without these liberties, the other fundamental
principles of democracy (popular sovereignty and political
equality) could not survive. Although some political
philosophers have argued that liberty is in some ways
threatened by democracy, the authors of your text believe
self-government and liberty are inseparable.
Democracy has many virtues, but it will not necessarily lead
to good policy decisions. Critics of democracy warn against
the "tyranny of the majority." A majority, similar to a
minority, can be unwise; it can be cruel and uncaring; it can
get carried away by fads and fashions; and it can be misled
by unscrupulous or incompetent leaders. The nation's
Founders feared that majority rule would undermine freedom
and would threaten the "inalienable rights" of individuals.
They feared that popular passions of the masses would stifle
the freedoms of groups and individuals who were different.
The authors of the U.S. Constitution structured the nation's
government to avoid the ill effects of majority rule.
Although the danger of majority tyranny is real, it is
important to understand that there are many threats to
liberty. Threats to liberty are just as likely to come from
powerful minorities or individuals as they are from the majority. Indeed, majority rule and liberty are inseparable.
The critics of democracy are also concerned about the
competence of the people to rule themselves. Research has
shown that individual Americans do not care a great deal
about politics, are poorly informed, sometimes hold unstable
political views, and are often uninterested in participating
in the political process. How can a democracy work if the
people aren't interested enough to contribute to its
existence?
Another basic concern over democracy involves the fear that
democracy and majority rule threaten minorities. Critics
warn that unbridled majority rule leaves no room for the
claims of minorities. There is no evidence, however, to
support the belief that minority rights are better protected
under alternative forms of political decision-making.
Indeed, the protection of minority rights is a fundamental
component of democracy.
A final objection to democracy is that because each citizen
has an equal voice in decision-making democracy overrides the
wishes of those citizens who feel most strongly about their
policy preferences. In other words, critics argue that
democracy fails to take intensity of opinion into account.
It should be understood, however, that majority rule does not merely involve counting heads on single issues. Majority
rule allows the opportunity for those who feel strongly about an issue to persuade others to adopt their position.
Pluralist notions of democracy emphasize the idea that
competition among organized political groups takes intensity into account better. Pluralism, however, falls short of
majority rule because it legitimizes unequal advantages for
people who have the most money, skill, and organizational
power.
Democracy may not be the only available measuring rod for
evaluating a political system. Nonetheless, democracy--
understood as popular sovereignty, political equality, and political liberty--holds a special place in our nation's
pantheon of values and is particularly relevant for judging
political processes. For this reason, democracy serves as
the main standard of evaluation used throughout the book.
VI. Conclusion
To effectively analyze government decision-making it is
important to have a simplified framework or conceptual s cheme
of the way the world works to help sort the endless facts
into coherent patterns. The framework presented in Chapter 1
should facilitate the way you go about finding explanations
for what goes on in government. By using the ideal of a
democracy as a measurement tool, it becomes possible not only
to explain what government does, but also to evaluate its
performance.
Structure: The Development of the United States
I. Introduction
The decline of the American automotive industry illustrates
the influence of structural factors on American politics.
Rapid increases in the price of petroleum, first in 1973 and
then again in 1979, turned the automotive world on its head.
As the price of gasoline rose, consumer interest in
purchasing low-mileage, high-priced American cares waned and
Japanese and European auto makers stepped in to fill the gap.
Even though energy and automobile analysts had been warning
American auto makers of an impending problem for years, the
auto manufacturers failed to retool in order to produce less expensive, more fuel efficient cars. They believed that
change was expensive and risky, so they continued to make the
same types of cars they always had. As a result, America's
Big Three auto makers lost sales to foreign competition and
have yet to regain their former position in the market. By
1991, imports made up nearly 40 percent of the U.S. car
market, with the Japanese accounting for roughly three out of
four imports.
The decline of the U.S. automobile industry has had a wide-
ranging impact not only on the car companies themselves, but
also on the industries that supply the automotive industry
with parts and raw materials. Moreover, many people who lost
their jobs in the rust belt region have migrated to the Sun
Belt to find work. The decline of the U.S. automotive
industry is part of the general decline of the United States
as the world's leading manufacturer.
As this illustration shows, developments that occur in the
economy and in society--well away from the White House, the
halls of Congress, and the chambers of the Supreme Court--can
affect the quality of our lives, the kinds of problems we
have to grapple with, the issues that eventually become part
of the American political agenda, and the distribution of political power.
The economy, the Constitution, and basic characteristics of
the nation's people are major structural influences on
government and politics in America. Structural factors
provide the context or environment within which politics and governing take place. If we want to understand politics and
governing, we first need to know what kinds of individuals,
groups, and classes populate the United States. This chapter
concerns the characteristics of the American people, the
economy, and the political culture, as well as the U.S.
position in the world.
II. The American People
The first U.S. census which was conducted in 1790 showed that
the population of the 13 states was about 3.9 million people,
of whom 80 percent were white and 20 percent were black
(Native Americans were not counted). Most of the population
live in rural areas (only 5 percent lived in cities), had
come from western and northern Europe, and were Protestant.
The black population had been brought to the U.S. from West
Africa. The total Native American population was estimated
at about 1.5 million.
Many population changes have taken place in the U.S. since
that first census. Between 1790 and 1990, the U.S.
population increased by about 250 million people. This
enormous population increase was fueled not only by high
birth rates, but also by successive waves of immigration. Immigration has come at different times from many areas of
the world. Such influxes of people have contributed to the
diverse nature of our society in terms of ethnicity,
religion, and race.
The arrival of immigrants who are very different from the
native majority has sometimes sparked anti-immigration
agitation. For example, nativist reactions to Catholic
migrants were common throughout the nineteenth century as
were anti-Chinese agitations which swept the western states
in the 1870s and 1880s. These reactions led to the passage of national laws to restrict immigration. The diversity of
the U.S. seems to be an important factor explaining the
relatively low level of class consciousness and unionization
in the U.S. Diversity multiplies interests and makes it
difficult for people from different backgrounds to
organize coalitions, parties, or unions along class lines.
Although the U.S. began as a country made up of rural and
small-town people, it has rapidly become an urban nation.
The process of urbanization resulted primarily from the
industrialization of the nation. The rise of large
manufacturing firms required many industrial workers, while
at the same time, the mechanization of farming meant that
fewer agricultural workers were needed. Urbanization
continued unabated until the mid-1940s.
After World War II, massive federal and state road building
programs and government-guaranteed home loans for veterans
(the G.I. bill) started the process by which the U.S. became
an overwhelmingly suburban nation. This shift in location of
the population from rural areas to cities, and from cities to
suburbs, had important ramifications.
First, migration to cities and suburbs sapped the vitality of
small-town life. Second, central cities suffered shrinking
tax bases because many wealthy residents moved to the
suburbs, leaving behind those who needed government help the
most. Finally, population shifts had the political
consequence of making central-city populations more liberal
and more Democratic while making suburbs more conservative
and more Republican.
After 1790, the U.S. population steadily moved West and
South. The acceleration of this movement since World War II
was due, in one way or another, to the changing location of
employment. Heavy manufacturing, traditionally located in
the East and upper Midwest, suffered serious setbacks and
people looking for work had to go elsewhere. Many companies
shifted their activities to the anti-union and low-tax Sun
Belt. Moreover, heavy flows of federal government defense
dollars and associated jobs shifted to the South, Southwest,
and West. Population movements have important political consequences, not the least of which has been a shift in
political power between the states.
In 1790, about three-quarters of all Americans were engaged
in agriculture. This way of life, however, was drastically
changed by the industrial revolution which brought large mass
production industries, characterized by the assembly line,
semiskilled labor, and the weekly paycheck. By 1910, the
proportion of the nation's labor force engaged in agriculture dropped to only 32 percent.
In 1950, America became the first nation in the world in which white-collar workers (clerical, technical,
professional, managerial, service, and sales) were in the
majority. The decline of certain manufacturing industries,
the disappearance of the small family farm, and the rapid
rise of the high technology and information sector,
accelerated the shift of employment from factory and farm
to office.
Changes in the American occupational structure produced
changes in politics. The shift from manufacturing to service
occupations, for example, affected the fortunes of labor unions, which, in turn, affected the balance between the
political parties. The depletion of jobs in manufacturing
produced lower numbers of union workers, thus weakening an
important support group for the De mocratic Party. The
decline in union strength diminished support for the
Democratic Party in national elections and for a liberal
policy agenda in the nation.
Meanwhile, the expansion of service, clerical, technical, and
other kinds of white-collar jobs coincided with an increase
in female employment. The entry of women into the job market
will continue to have a major impact on support for
government programs affecting child care and comparable
worth.
Another significant trend in the United States and in other
industrialized countries is the aging of the population. The
proportion of the population over the age of 65 continues to expand. More than 10 percent of the nation's population
today is over 65 and that proportion is expected to reach 20
percent by the year 2030.
The political consequences associated with this trend are
likely to be continued attention to such issues as social
security and health care. A large elderly population, which
is characterized by a relatively high voting turnout in
elections at all levels, is likely to press political
decision-makers to transfer public expenditures from programs
that serve the young to those that serve the old.
The United States enjoys one of the highest standards of
living in the world and has done so almost from the nation's
birth. By the mid-1960s, the United States was the world's
richest nation by far with a higher gross national product
per capita than any other country. By the late 1970s,
however, the American standard of living began to stagnate with GNP per capita rankings slipping to tenth among the
nations of the world. Furthermore, median family incomes
also stagnated throughout most of the 1970s and 1980s.
Inequality in income and wealth among Americans has been high
for a long time and is becoming more pronounced. During the
postwar era, the wealthiest fifth of all families
consistently received about eight times more income than the
poorest fifth. During the 1980s, inequality became more
pronounced as the gap between the richest and poorest
families widened. Compared to the countries of Western
Europe, income inequality in the U.S. is relatively high.
Moreover, the trend is toward increasing rather than
decreasing inequality.
No discussion of inequality is complete without a discussion
of poverty. In 1955, almost 25 percent of Americans fell
below the government's official poverty line. By 1973,
however, the figure fell to 11.6 percent. Beginning in the
late 1970s this percentage began to inch upward again, and
after receding a bit in the mid-1980s, began to rise once
more. Poverty is concentrated among racial minorities,
female-headed households, and children. There is more
poverty in the U.S than in other Western democratic
nations.
What effect does poverty have on politics? First,
inequalities in living standards help determine the nature of ocial problems in the United States and eventually demand
the attention of government. A society with significant
levels of inequality and widespread poverty must pay
attention to the discontents and disruption that are its
natural consequence.
Second, inequality is also important for how democracy works.
Extensive material inequality may undermine the possibility
for political equality, one of the foundations of democracy.
Those with access to financial resources can use those
resources to enhance their political voice and their ease of
access to public officials. Those with less money vote less
often than others, usually because of such overriding
concerns as the need to put food on the table. This is one
of the reasons why Thomas Jefferson feared that democracy
couldn't survive in a society with a high level of income
inequality.
III. The American Economy
The U.S. economy plays a large part in shaping the nation's
political environment. A capitalist economy is defined by
two characteristics: private ownership and the existence of
markets to coordinate economic activity. These
characteristics play an important part in the political and
social development of our nation.
The nature of the U.S. economy has changed a great deal since
the country's inception. Up until the Civil War (except the
slave South), American capitalism was defined by numerous
small competitive enterprises. Initially, most of these
small enterprises were tied to agriculture; in later years, the number of small industrial enterprises grew. After the
Civil War, the economy became increasingly industrialized and
concentrated in giant enterprises.
The Civil War helped spur the Industrial Revolution as the
Union geared up for war and manufacturing became an important
part of national security. During the Civil War, the national government enacted policies that were favorable to
the development of free enterprise. By the turn of the
century, the U.S. was the world's leading industrial power,
accounting for almost 24 percent of the world's total
manufacturing output. Technology made industrial enterprises
grow even more and a wave of mergers between 1896 and 1904 ashioned the corporate-dominated economy familiar to us
today.
The steady growth in the size of corporations, their
consolidation into ever larger units, and their increasing
importance in the economy continued virtually unabated until
the early 1970s. By 1973, the largest corporations accounted
for 42 percent of total U.S. assets and over 35 percent of
total U.S. revenues. Many economists and politicians worried
that the sheer size and domination of markets by these large
companies would make the economy less competitive than it
ought to be. Others observers worried that the concentration
of economic power can be, and often is, translated into
political power.
After World War II, the largest American corporations became
overwhelmingly multinational in character. Although
corporations remained American owned and controlled, their activities became worldwide in scope. Multinationalization
inevitably affected U.S. foreign policy because American
political leaders had no choice but to be attentive to
developments and events in the far corners of the world.
A transformation of the American economy is now underway that
is producing problems and opportunities that will affect
American politics. During the 1980s, business consolidation
accelerated, fueled by developments in the international
economic environment and by the Reagan Administration's
hands-off stance toward corporate mergers. American
corporations also became more closely entwined with
corporations from other countries, either through outright
purchase of stock or joint ventures.
The U.S. is undergoing a relative decline from its lofty
position as the world's foremost economic power, particularly
in the area of manufacturing. Moreover, the U.S. is no
longer the preeminent power in world finance. Although the
U.S. became the leading creditor nation in the world at the
end of World War I, by 1987 it had become the world's largest
debtor nation.
Because of the relative decline of the U.S. economy, the
American standard of living has stagnated, workers' wages are
falling or barely holding their own, American companies are
vulnerable to takeover, foreign central banks and companies
are making decisions that affect the overall health of the
American economy, and the status of the U.S. as a world
superpower is eroding.
IV. The United States in the World System
Historian Paul Kennedy believes that the military and
diplomatic power of a nation is based on its relative
economic standing in the world. Kennedy asserts that it is
not how much wealth a nation has that is important but how
much it has compared to its rivals. If Kennedy is correct,
the rise of the United States as a world political and
military power in this century is entirely expected, given
the growth to dominance of its economy.
Until the late nineteenth century, the attention of the
United States was focused mainly inward, on the task of
filling in the continent. Although the U.S. purchased a
great deal of territory from other countries, conquest played
a role as well. The movement west required the removal of
Native American populations from the lines of advance.
Military pressure on Mexico supported Texas's bid for
independence and the Mexican War led to the addition of
vast territories, including California and much of the
American Southwest.
The war with Spain in 1898 first launched the United States
onto the superpower stage. With its easy victory, the United
States gained the former Spanish colonies of Cuba and the
Philippines. World War I confirmed America's status as a
superpower. America's great industrial capacity and
financial leverage along with its military might proved to be
decisive in winning the war for the Allies. After World War
I, however, America turned inward again, taken over by strong isolationist sentiments among elites and masses alike.
World War II propelled the United States into a leadership
position in the world again. As the industrial
infrastructure of the U.S. expanded during the war, the
infrastructures of the other leading nations, particularly
Great Britain, France, Germany, and Japan, were devastated.
By the end of World War II, the U.S. was responsible for one-half of the total manufacturing, shipping, and exporting of
the entire world. The war also solidified the position of
the U.S. as the leading creditor nation of the world. By the
end of the war, the U.S. held two-thirds of the gold reserves
of the world in its vaults, and the American dollar became the principle reserve currency in world trade.
Finally, at war's end the U.S. had a large military
establishment and military superiority in most areas. Within
a decade of the end of World War II, then, the U.S. stood as
the unchallenged economic, political, and military power
among the Western nations. For the first time, the U.S. was
both willing and able to exercise leadership on the world
level.
Although badly crippled by the war, the Soviet Union entered
the postwar era with the world's largest land army,
superpower ambitions of its own, and a strong desire to keep
the nations on its periphery in eastern Europe and Asia in
hands it considered friendly. During the ensuing Cold War,
the U.S. and Soviet Union came to face each other as leaders
of conflicting political, economic, and ideological
alliances.
America's superpower status with its forces arrayed against
the Soviet empire had implications for its foreign policy.
Superpower status required that large amounts of resources be spent on maintaining a military presence around the world.
Superpower status also enhanced the role of the president in
policymaking and diminished the role for Congress in foreign
affairs.
The 1980s and 1990s saw major changes in the world economic,
military, and political systems. The collapse of the Soviet
empire seemed to indicate the emergence of the United States
as the world's single greatest military power. In contrast,
the U.S. is no longer dominant economically.
Whether this diminished dominance will lead to reduced
international policymaking influence and military decline
remains to be seen. What can be said is that the bipolar
world of the post-World War II years has given way to a world
with multiple centers of power--a pluralistic world with the
U.S. as the most powerful nation.
V. The American Political Culture
The kinds of choices America makes in meeting the challenges
and opportunities in the world will depend a great deal on
the fundamental beliefs that Americans hold about human
nature, society, economic relations, and the role of
government. These fundamental beliefs that have political
consequences make up the American political culture.
Observers of the American scene have always been struck by
the degree to which a broad consensus seems to exist on many
of the fundamental beliefs that shape our political life.
The foundation of our political culture is classical
liberalism. This term does not refer specifically to the
liberalism we associate with the Democratic Party which
favors an expanded role for government in society and greater
controls on business.
It is important to recognize that boh modern liberals and
modern conservatives are part of the same classical liberal
tradition; they are two tendencies within a single tradition.
Thus, although modern liberals and conservatives disagree on
most issues of public policy, they share certain fundamental
beliefs.
At the heart of classical liberalism is the belief that
people are self-interested and competitive. Most Americans
believe that an individual's fate is, and should be, tied to
his or her own efforts. This belief is called individualism
and means that people are naturally competitive, always
striving to better themselves in relation to others. The
belief in individualism affects the way we think about many
politically relevant issues, including inequality. Americans
overwhelmingly endorse the idea of equality of opportunity
but reject the notion that people should have equal rewards.
The American view of equality can be contrasted with
political attitudes found in Sweden, where citizens generally
believe that equality of condition is an important value and
support government policies to redistribute income. The
strong sense of individualism so central to the American
political culture is not found in most other modern capitalist nations.
Another important component of classical liberalism is the
idea that human begins have a natural right to accumulate,
enjoy, and transfer private property as they please. By
mixing their labor with the naturally occurring abundance of
the earth, people are justified in taking the product of that effort for their own private use. Because people are
different in their abilities and their willingness to work,
this process will always result in inequality because some
people will inevitably end up with more property than others.
Limited government is another component of classical
liberalism. The nation's Founders believed that the main
purpose of having a government is to protect rights,
particularly property rights. The proponents of classical
liberalism believed that when government does more than
merely protect rights, it almost invariably interferes with
rights.
When government does interfere with rights, people have a
right to dissolve their government and to form a new one.
This belief is not widely shared by people in most other
democracies where government has always been powerful and has
played an important role in directing society and the
economy.
Classical liberals also believe that if the market were left
alone to operate in its natural fashion, it would coordinate
the multitudes of complex exchanges and interaction of the
economy in a nearly perfect fashion following the laws of
supply and demand. The market works best when people pursue
their individual interests and government does not interfere.
Though few Americans today accept the pure free market ideal,
most Americans today believe that the private sector (the
markets) are usually more effective and efficient than the
public sector. An indicator of the general high regard in
which the economic system is held by Americans is the almost
complete lack of support for movements in favor of
alternatives to it. Although socialism and communism have
enjoyed substantial support in most European countries, these
movement have had almost no following in the U.S.
The nation's founders had strong reservations about
democracy. During our history, however, the practice of
democracy was enriched and expanded, and the term democracy
is now honored. Democracy first became widely popular at the
time of the presidency of Andrew Jackson. It was further
popularized by Abraham Lincoln's praise of majoritarian
democracy. The Populist movement championed the peoples'
right to regulate and control government. Later, the progressive movement advocated the direct election of
senators, the direct primary for nominating candidates, and
the right of the people to recall their elected
representatives and to legislate through the referendum.
Today, democracy is a bedrock of the American belief system.
Freedom and liberty are values that are at the top of the
list of American beliefs that have an effect on the type of
political order present in the U.S. From the very beginning,
what attracted most people to the United States was the
promise of freedom. The majority of those who came to this
country from overseas seem to have done so in order to taste
freedom, to speak and think as they choose, to worship as
they please, to read what they wish, and to assemble and
petition the government if they have a mind to do so.
Populism is another prominent value in American political
culture. The term populism refers to the hostility of the
common person to power and the powerful. One of the targets
of populist sentiments over the years has been concentrated
economic power and those who exercise it. Contemporary
public opinion polls show that although Americans express
strong support for free enterprise, they often hold negative
feelings about corporations and corporate leaders.
By any measure, the United States is a strikingly religious
society. Polls conducted over the decades show that around
40 percent of the American people claim to have a personal
experience with the Lord. The American people are clearly
more religious than people in any other western society. The
U.S. is an outlier in that it does not fit the normal pattern
in which the more developed a society becomes, the more
secular it tends to become.
Piety affects politics. While churches and religious
believers often find themselves on the liberal side of the
political divide, the overall effect of religion on politics is probably conservative. This is another reason why
socialists and social democratic parties have little success
in America. The highest levels of piety found in the United States are among nonwhites, people with the least amount of
education, and individuals with lower incomes--precisely the
population groups that are the strongest supporters of
leftist political parties in Europe.
VI. Structural Influences on American Politics
The Constitution, the nature of the American population, the
economy, the political culture, and the government's place in
the world are all structural factors which influence
important aspects of politics and government in the United
States. Each of these structural factors is interrelated and
helps define the others in important ways. One of the major
recurring themes that appears throughout this text is the
substantial growth in the size, reach, and responsibilities
of the federal government. As we shall see, much of this
growth is because of changes in the structural factors
described in this chapter.