Case 1.1 The Separation of Functions: Bowsher v.
Synar (1986)BOWSHER v. SYNAR, 478 U.S. 714
(1986)
BOWSHER, COMPTROLLER GENERAL OF THE UNITED STATES
v. SYNAR, MEMBER OF CONGRESS, ET AL.
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF
COLUMBIA
No. 85-1377.
Argued April 23, 1986
Decided July 7, 1986*
In order to eliminate the federal budget deficit, Congress enacted
the Balanced Budget and Emergency Deficit Control Act of 1985 (Act),
popularly known as the "Gramm-Rudman-Hollings Act," which
sets a maximum deficit amount for federal spending for each of the
fiscal years 1986 through 1991 (progressively reducing the deficit
amount to zero in 1991). If in any fiscal year the budget deficit
exceeds the prescribed maximum by more than a specified sum, the Act
requires basically across-the-board cuts in federal spending to
reach the targeted deficit level. These reductions are accomplished
under the "reporting provisions" spelled out in 251 of the
Act, which requires the Directors of the Office of Management and
Budget (OMB) and the Congressional Budget Office (CBO) to submit
their deficit estimates and program-by-program budget reduction
calculations to the Comptroller General who, after reviewing the
Directors' joint report, then reports his conclusions to the
President. The President in turn must issue a
"sequestration" order mandating the spending reductions
specified by the Comptroller General, and the sequestration order
becomes effective unless, within a specified time, Congress
legislates reductions to obviate the need for the sequestration
order. The Act also contains in 274(f) a "fallback"
deficit reduction process (eliminating the Comptroller General's
participation) to take effect if 251's reporting provisions are
invalidated. In consolidated actions in the Federal District Court,
individual Congressmen and the National Treasury Employees Union
(Union) (who, along with one of the Union's members, are appellees
here) challenged the Act's constitutionality. The court held, inter
alia, that the Comptroller General's role in exercising executive
functions under the Act's deficit reduction process violated the
constitutionally imposed doctrine of separation of powers because
the Comptroller General is removable only [478 U.S. 714, 715] by a
congressional joint resolution or by impeachment, and Congress may
not retain the power of removal over an officer performing executive
powers.
Held:
1. The fact that members of the Union, one of whom is an appellee
here, will sustain injury because the Act suspends certain scheduled
cost-of-living benefit increases to the members, is sufficient to
create standing under a provision of the Act and Article III to
challenge the Act's constitutionality. Therefore, the standing issue
as to the Union itself or Members of Congress need not be
considered. P. 721.
2. The powers vested in the Comptroller General under 251 violate
the Constitution's command that Congress play no direct role in the
execution of the laws. Pp. 721-734.
(a) Under the constitutional principle of separation of powers,
Congress cannot reserve for itself the power of removal of an
officer charged with the execution of the laws except by
impeachment. To permit the execution of the laws to be vested in an
officer answerable only to Congress would, in practical terms,
reserve in Congress control of the execution of the laws. The
structure of the Constitution does not permit Congress to execute
the laws; it follows that Congress cannot grant to an officer under
its control what it does not possess. Cf. INS v. Chadha, 462 U.S.
919. Pp. 721-727.
(b) There is no merit to the contention that the Comptroller General
performs his duties independently and is not subservient to
Congress. Although nominated by the President and confirmed by the
Senate, the Comptroller General is removable only at the initiative
of Congress. Under controlling statutes, he may be removed not only
by impeachment but also by joint resolution of Congress "at any
time" for specified causes, including "inefficiency,"
"neglect of duty," and "malfeasance." The quoted
terms, as interpreted by Congress, could sustain removal of a
Comptroller General for any number of actual or perceived
transgressions of the legislative will. Moreover, the political
realities do not reveal that the Comptroller General is free from
Congress' influence. He heads the General Accounting Office, which
under pertinent statutes is "an instrumentality of the United
States Government independent of the executive departments,"
and Congress has consistently viewed the Comptroller General as an
officer of the Legislative Branch. Over the years, the Comptrollers
General have also viewed themselves as part of the Legislative
Branch. Thus, because Congress has retained removal authority over
the Comptroller General, he may not be entrusted with executive
powers. Pp. 727-732.
(c) Under 251 of the Act, the Comptroller General has been
improperly assigned executive powers. Although he is to have
"due regard" for the estimates and reductions contained in
the joint report of [478 U.S. 714, 716] the Directors of the CBO and
the OMB, the Act clearly contemplates that in preparing his report
the Comptroller General will exercise his independent judgment and
evaluation with respect to those estimates and will make decisions
of the kind that are made by officers charged with executing a
statute. The Act's provisions give him, not the President, the
ultimate authority in determining what budget cuts are to be made.
By placing the responsibility for execution of the Act in the hands
of an officer who is subject to removal only by itself, Congress in
effect has retained control over the Act's execution and has
unconstitutionally intruded into the executive function. Pp.
732-734.
3. It is not necessary to consider whether the appropriate remedy is
to nullify the 1921 statutory provisions that authorize Congress to
remove the Comptroller General, rather than to invalidate 251 of the
Act. In 274(f), Congress has explicitly provided
"fallback" provisions that take effect if any of the
reporting procedures described in 251 are invalidated. Assuming that
the question of the appropriate remedy must be resolved on the basis
of congressional intent, the intent appears to have been for 274(f)
to be given effect as written. Pp. 734-736.
626 F. Supp. 1374, affirmed.
BURGER, C. J., delivered the opinion of the Court, in which BRENNAN,
POWELL, REHNQUIST, and O'CONNOR, JJ., joined. STEVENS, J., filed an
opinion concurring in the judgment in which MARSHALL, J., joined,
post, p. 736. WHITE, J., post, p. 759, and BLACKMUN, J., post, p.
776, filed dissenting opinions.
[Footnote *] Together with No. 85-1378, United States Senate v.
Synar, Member of Congress, et al., and No. 85-1379, O'Neill, Speaker
of the United States House of Representatives, et al. v. Synar,
Member of Congress, et al., also on appeal from the same court.
Lloyd N. Cutler argued the cause for appellant in No. 85-1377. With
him on the briefs were John H. Pickering, William T. Lake, Richard
K. Lahne, and Neal T. Kilminster. Steven R. Ross argued the cause
for appellants in No. 85-1379. With him on the briefs were Charles
Tiefer and Michael L. Murray. Michael Davidson argued the cause for
appellant in No. 85-1378. With him on the briefs were Ken U.
Benjamin, Jr., and Morgan J. Frankel.
Solicitor General Fried argued the cause for the United States. With
him on the brief were Assistant Attorney General Willard, Deputy
Solicitor General Kuhl, Deputy Assistant Attorney General Spears,
Edwin S. Kneedler, Robert E. Kopp, Neil H. Koslowe, and Douglas
Letter. Alan B. Morrison argued the cause for appellees Synar et al.
With him on the brief was Katherine A. Meyer. Lois G. Williams
argued [478 U.S. 714, 717] the cause for appellees National Treasury
Employees Union et al. With her on the brief were Gregory O'Duden
and Elaine D. Kaplan.Fn
Fn [478 U.S. 714, 717] Briefs of amici curiae urging reversal were
filed for the National Tax Limitation Committee et al. by Ronald A.
Zumbrun, Sam Kazman, and Lucinda Low Swartz; and for Howard H.
Baker, Jr., pro se. Briefs of amici curiae urging affirmance were
filed for the American Federation of Labor and Congress of
Industrial Organizations et al by Robert M. Weinberg, Peter O.
Shinevar, Laurence Gold, George Kaufmann, Edward J. Hickey, Jr.,
Thomas A. Woodley, Mark Roth, Darryl J. Anderson, and Anton G.
Hajjar, for the Coalition for Health Funding et al. by Stephan E.
Lawton and Jack N. Goodman; for the National Federation of Federal
Employees by Patrick J. Riley; and for William H. Gray III et al. by
Richard A. Wegman, Paul S. Hoff, and Thomas H. Stanton. Briefs of
amici curiae were filed for the American Jewish Congress by Neil H.
Cogan; and for Edward Blankstein by Eric H. Karp.
CHIEF JUSTICE BURGER delivered the opinion of the Court.
The question presented by these appeals is whether the assignment by
Congress to the Comptroller General of the United States of certain
functions under the Balanced Budget and Emergency Deficit Control
Act of 1985 violates the doctrine of separation of powers.
I
A
On December 12, 1985, the President signed into law the Balanced
Budget and Emergency Deficit Control Act of 1985, Pub. L. 99-177, 99
Stat. 1038, 2 U.S.C. 901 et seq. (1982 ed., Supp. III), popularly
known as the "Gramm-Rudman-Hollings Act." The purpose of
the Act is to eliminate the federal budget deficit. To that end, the
Act sets a "maximum deficit amount" for federal spending
for each of fiscal years 1986 through 1991. The size of that maximum
deficit amount progressively reduces to zero in fiscal year 1991. If
in any fiscal year the federal budget deficit exceeds the maximum
[478 U.S. 714, 718] deficit amount by more than a specified sum, the
Act requires across-the-board cuts in federal spending to reach the
targeted deficit level, with half of the cuts made to defense
programs and the other half made to nondefense programs. The Act
exempts certain priority programs from these cuts. 255.
These "automatic" reductions are accomplished through a
rather complicated procedure, spelled out in 251, the so-called
"reporting provisions" of the Act. Each year, the
Directors of the Office of Management and Budget (OMB) and the
Congressional Budget Office (CBO) independently estimate the amount
of the federal budget deficit for the upcoming fiscal year. If that
deficit exceeds the maximum targeted deficit amount for that fiscal
year by more than a specified amount, the Directors of OMB and CBO
independently calculate, on a program-by-program basis, the budget
reductions necessary to ensure that the deficit does not exceed the
maximum deficit amount. The Act then requires the Directors to
report jointly their deficit estimates and budget reduction
calculations to the Comptroller General.
The Comptroller General, after reviewing the Directors' reports,
then reports his conclusions to the President. 251(b). The President
in turn must issue a "sequestration" order mandating the
spending reductions specified by the Comptroller General. 252. There
follows a period during which Congress may by legislation reduce
spending to obviate, in whole or in part, the need for the
sequestration order. If such reductions are not enacted, the
sequestration order becomes effective and the spending reductions
included in that order are made.
Anticipating constitutional challenge to these procedures, the Act
also contains a "fallback" deficit reduction process to
take effect "[i]n the event that any of the reporting
procedures described in section 251 are invalidated." 274(f).
Under these provisions, the report prepared by the Directors of OMB
and the CBO is submitted directly to a specially [478 U.S. 714, 719]
created Temporary Joint Committee on Deficit Reduction, which must
report in five days to both Houses a joint resolution setting forth
the content of the Directors' report. Congress then must vote on the
resolution under special rules, which render amendments out of
order. If the resolution is passed and signed by the President, it
then serves as the basis for a Presidential sequestration order.
B
Within hours of the President's signing of the Act,1 Congressman
Synar, who had voted against the Act, filed a complaint seeking
declaratory relief that the Act was unconstitutional. Eleven other
Members later joined Congressman Synar's suit. A virtually identical
lawsuit was also filed by the National Treasury Employees Union. The
Union alleged that its members had been injured as a result of the
Act's automatic spending reduction provisions, which have suspended
certain cost-of-living benefit increases to the Union's members.2
A three-judge District Court, appointed pursuant to 2 U.S.C.
922(a)(5) (1982 ed., Supp. III), invalidated the reporting
provisions. Synar v. United States, 626 F. Supp. 1374 (DC 1986) (Scalia,
Johnson, and Gasch, JJ.). The District Court concluded that the
Union had standing to challenge the Act since the members of the
Union had suffered actual injury by suspension of certain benefit
increases. The District Court also concluded that Congressman Synar
and his fellow Members had standing under the so-called
"congressional standing" doctrine. See Barnes v. Kline,
245 U.S. App. D.C. 1, 21, 759 F.2d 21, 41 (1985), cert. granted sub
nom. Burke v. Barnes, 475 U.S. 1044 (1986). [478 U.S. 714, 720]
The District Court next rejected appellees' challenge that the Act
violated the delegation doctrine. The court expressed no doubt that
the Act delegated broad authority, but delegation of similarly broad
authority has been upheld in past cases. The District Court observed
that in Yakus v. United States, 321 U.S. 414, 420 (1944), this Court
upheld a statute that delegated to an unelected "Price
Administrator" the power "to promulgate regulations fixing
prices of commodities." Moreover, in the District Court's view,
the Act adequately confined the exercise of administrative
discretion. The District Court concluded that "the totality of
the Act's standards, definitions, context, and reference to past
administrative practice provides an adequate `intelligible
principle' to guide and confine administrative decision
making." 626 F. Supp., at 1389.
Although the District Court concluded that the Act survived a
delegation doctrine challenge, it held that the role of the
Comptroller General in the deficit reduction process violated the
constitutionally imposed separation of powers. The court first
explained that the Comptroller General exercises executive functions
under the Act. However, the Comptroller General, while appointed by
the President with the advice and consent of the Senate, is
removable not by the President but only by a joint resolution of
Congress or by impeachment. The District Court reasoned that this
arrangement could not be sustained under this Court's decisions in
Myers v. United States, 272 U.S. 52 (1926), and Humphrey's Executor
v. United States, 295 U.S. 602 (1935). Under the separation of
powers established by the Framers of the Constitution, the court
concluded, Congress may not retain the power of removal over an
officer performing executive functions. The congressional removal
power created a "here-and-now subservience" of the
Comptroller General to Congress. 626 F. Supp., at 1392. The District
Court therefore held that [478 U.S. 714, 721]
"since the powers conferred upon the Comptroller General as
part of the automatic deficit reduction process are executive
powers, which cannot constitutionally be exercised by an officer
removable by Congress, those powers cannot be exercised and
therefore the automatic deficit reduction process to which they are
are central cannot be implemented." Id., at 1403.
Appeals were taken directly to this Court pursuant to 274(b) of the
Act. We noted probable jurisdiction and expedited consideration of
the appeals. 475 U.S. 1009 (1986). We affirm.
II
A threshold issue is whether the Members of Congress, members of the
National Treasury Employees Union, or the Union itself have standing
to challenge the constitutionality of the Act in question. It is
clear that members of the Union, one of whom is an appellee here,
will sustain injury by not receiving a scheduled increase in
benefits. See 252(a)(6)(C)(i); 626 F. Supp., at 1381. This is
sufficient to confer standing under 274(a)(2) and Article III. We
therefore need not consider the standing issue as to the Union or
Members of Congress. See Secretary of Interior v. California, 464
U.S. 312, 319, n. 3 (1984). Cf. Automobile Workers v. Brock, 477
U.S. 274 (1986); Barnes v. Kline, supra. Accordingly, we turn to the
merits of the case.
III
We noted recently that "[t]he Constitution sought to divide the
delegated powers of the new Federal Government into three defined
categories, Legislative, Executive, and Judicial." INS v.
Chadha, 462 U.S. 919, 951 (1983). The declared purpose of separating
and dividing the powers of government, of course, was to "diffus[e]
power the better to secure liberty." Youngstown Sheet &
Tube Co. v. Sawyer, 343 U.S. 579, 635 (1952) (Jackson, J.,
concurring). Justice Jackson's words echo the famous warning of
Montesquieu, [478 U.S. 714, 722] quoted by James Madison in The
Federalist No. 47, that "`there can be no liberty where the
legislative and executive powers are united in the same person, or
body of magistrates' . . . ." The Federalist No. 47, p. 325 (J.
Cooke ed. 1961).
Even a cursory examination of the Constitution reveals the influence
of Montesquieu's thesis that checks and balances were the foundation
of a structure of government that would protect liberty. The Framers
provided a vigorous Legislative Branch and a separate and wholly
independent Executive Branch, with each branch responsible
ultimately to the people. The Framers also provided for a Judicial
Branch equally independent with "[t]he judicial Power . . .
extend[ing] to all Cases, in Law and Equity, arising under this
Constitution, and the Laws of the United States." Art. III, 2.
Other, more subtle, examples of separated powers are evident as
well. Unlike parliamentary systems such as that of Great Britain, no
person who is an officer of the United States may serve as a Member
of the Congress. Art. I, 6. Moreover, unlike parliamentary systems,
the President, under Article II, is responsible not to the Congress
but to the people, subject only to impeachment proceedings which are
exercised by the two Houses as representatives of the people. Art.
II, 4. And even in the impeachment of a President the presiding
officer of the ultimate tribunal is not a member of the Legislative
Branch, but the Chief Justice of the United States. Art. I, 3.
That this system of division and separation of powers produces
conflicts, confusion, and discordance at times is inherent, but it
was deliberately so structured to assure full, vigorous, and open
debate on the great issues affecting the people and to provide
avenues for the operation of checks on the exercise of governmental
power.
The Constitution does not contemplate an active role for Congress in
the supervision of officers charged with the execution of the laws
it enacts. The President appoints "Officers of the United
States" with the "Advice and Consent of [478 U.S. 714,
723] the Senate . . . ." Art. II. 2. Once the appointment has
been made and confirmed, however, the Constitution explicitly
provides for removal of Officers of the United States by Congress
only upon impeachment by the House of Representatives and conviction
by the Senate. An impeachment by the House and trial by the Senate
can rest only on "Treason, Bribery or other high Crimes and
Misdemeanors." Art. II, 4. A direct congressional role in the
removal of officers charged with the execution of the laws beyond
this limited one is inconsistent with separation of powers.
This was made clear in debate in the First Congress in 1789. When
Congress considered an amendment to a bill establishing the
Department of Foreign Affairs, the debate centered around whether
the Congress "should recognize and declare the power of the
President under the Constitution to remove the Secretary of Foreign
Affairs without the advice and consent of the Senate." Myers,
272 U.S., at 114. James Madison urged rejection of a congressional
role in the removal of Executive Branch officers, other than by
impeachment, saying in debate:
"Perhaps there was no argument urged with more success, or more
plausibly grounded against the Constitution, under which we are now
deliberating, than that founded on the mingling of the Executive and
Legislative branches of the Government in one body. It has been
objected, that the Senate have too much of the Executive power even,
by having a control over the President in the appointment to office.
Now, shall we extend this connection between the Legislative and
Executive departments, which will strengthen the objection, and
diminish the responsibility we have in the head of the
Executive?" 1 Annals of Cong. 380 (1789).
Madison's position ultimately prevailed, and a congressional role in
the removal process was rejected. This "Decision of 1789"
provides "contemporaneous and weighty evidence" of the
Constitution's meaning since many of the Members of the [478 U.S.
714, 724] First Congress "had taken part in framing that
instrument." Marsh v. Chambers, 463 U.S. 783, 790 (1983).3
This Court first directly addressed this issue in Myers v. United
States, 272 U.S. 52 (1925). At issue in Myers was a statute
providing that certain postmasters could be removed only "by
and with the advice and consent of the Senate." The President
removed one such Postmaster without Senate approval, and a lawsuit
ensued. Chief Justice Taft, writing for the Court, declared the
statute unconstitutional on the ground that for Congress to
"draw to itself, or to either branch of it, the power to remove
or the right to participate in the exercise of that power . . .
would be . . . to infringe the constitutional principle of the
separation of governmental powers." Id., at 161.
A decade later, in Humphrey's Executor v. United States, 295 U.S.
602 (1935), relied upon heavily by appellants, a Federal Trade
Commissioner who had been removed by the President sought backpay.
Humphrey's Executor involved an issue not presented either in the
Myers case or in this case i. e., the power of Congress to limit the
President's powers of removal of a Federal Trade Commissioner. 295
[478 U.S. 714, 725] U.S. at 630.4 The relevant statute permitted
removal "by the President," but only "for
inefficiency, neglect of duty, or malfeasance in office."
Justice Sutherland, speaking for the Court, upheld the statute,
holding that "illimitable power of removal is not possessed by
the President [with respect to Federal Trade Commissioners]."
Id., at 628-629. The Court distinguished Myers, reaffirming its
holding that congressional participation in the removal of executive
officers is unconstitutional. Justice Sutherland's opinion for the
Court also underscored the crucial role of separated powers in our
system:
"The fundamental necessity of maintaining each of the three
general departments of government entirely free from the control or
coercive influence, direct or indirect, of either of the others, has
often been stressed and is hardly open to serious question. So much
is implied in the very fact of the separation of the powers of these
departments by the Constitution; and in the rule which recognizes
their essential co-equality." 295 U.S., at 629-630.
The Court reached a similar result in Wiener v. United States, 357
U.S. 349 (1958), concluding that, under Humphrey's Executor, the
President did not have unrestrained [478 U.S. 714, 726] removal
authority over a member of the War Claims Commission.
In light of these precedents, we conclude that Congress cannot
reserve for itself the power of removal of an officer charged with
the execution of the laws except by impeachment. To permit the
execution of the laws to be vested in an officer answerable only to
Congress would, in practical terms, reserve in Congress control over
the execution of the laws. As the District Court observed:
"Once an officer is appointed, it is only the authority that
can remove him, and not the authority that appointed him, that he
must fear and, in the performance of his functions, obey." 626
F. Supp., at 1401. The structure of the Constitution does not permit
Congress to execute the laws; it follows that Congress cannot grant
to an officer under its control what it does not possess.
Our decision in INS v. Chadha, 462 U.S. 919 (1983), supports this
conclusion. In Chadha, we struck down a one-House "legislative
veto" provision by which each House of Congress retained the
power to reverse a decision Congress had expressly authorized the
Attorney General to make:
"Disagreement with the Attorney General's decision on Chadha's
deportation - that is, Congress' decision to deport Chadha - no less
than Congress' original choice to delegate to the Attorney General
the authority to make that decision, involves determinations of
policy that Congress can implement in only one way; bicameral
passage followed by presentment to the President. Congress must
abide by its delegation of authority until that delegation is
legislatively altered or revoked." Id., at 954-955.
To permit an officer controlled by Congress to execute the laws
would be, in essence, to permit a congressional veto. Congress could
simply remove, or threaten to remove, an officer for executing the
laws in any fashion found to be unsatisfactory to Congress. This
kind of congressional control over [478 U.S. 714, 727] the execution
of the laws, Chadha makes clear, is constitutionally impermissible.
The dangers of congressional usurpation of Executive Branch
functions have long been recognized. "[T]he debates of the
Constitutional Convention, and the Federalist Papers, are replete
with expressions of fear that the Legislative Branch of the National
Government will aggrandize itself at the expense of the other two
branches." Buckley v. Valeo, 424 U.S. 1, 129 (1976). Indeed, we
also have observed only recently that "[t]he hydraulic pressure
inherent within each of the separate Branches to exceed the outer
limits of its power, even to accomplish desirable objectives, must
be resisted." Chadha, supra, at 951. With these principles in
mind, we turn to consideration of whether the Comptroller General is
controlled by Congress.
IV
Appellants urge that the Comptroller General performs his duties
independently and is not subservient to Congress. We agree with the
District Court that this contention does not bear close scrutiny.
The critical factor lies in the provisions of the statute defining
the Comptroller General's office relating to removability.5 Although
the Comptroller General is nominated by the President from a list of
three individuals recommended by the Speaker of the House of
Representatives and the President pro tempore of the Senate, see 31
U.S.C. 703 [478 U.S. 714, 728] (a)(2),6 and confirmed by the Senate,
he is removable only at the initiative of Congress. He may be
removed not only by impeachment but also by joint resolution of
Congress "at any time" resting on any one of the following
bases:
"(i) permanent disability;
"(ii) inefficiency;
"(iii) neglect of duty;
"(iv) malfeasance; or
"(v) a felony or conduct involving moral turpitude."
31 U.S.C. 703(e)(1)B.7
This provision was included, as one Congressman explained in urging
passage of the Act, because Congress "felt that [the
Comptroller General] should be brought under the sole control of
Congress, so that Congress at any moment when it found he was
inefficient and was not carrying on the duties of his office as he
should and as the Congress expected, could remove him without the
long, tedious process of a trial by impeachment." 61 Cong. Rec.
1081 (1921).
The removal provision was an important part of the legislative
scheme, as a number of Congressmen recognized. Representative Hawley
commented: "[H]e is our officer, in a measure, getting
information for us . . . . If he does not do his work properly, we,
as practically his employers, ought to be able to discharge him from
his office." 58 Cong. Rec. 7136 (1919). Representative Sisson
observed that the removal provisions would give "[t]he Congress
of the United States . . . absolute control of the man's destiny in
office." [478 U.S. 714, 729] 61 Cong. Rec. 987 (1921). The
ultimate design was to "give the legislative branch of the
Government control of the audit, not through the power of
appointment, but through the power of removal." 58 Cong. Rec.
7211 (1919) (Rep. Temple).
JUSTICE WHITE contends: "The statute does not permit anyone to
remove the Comptroller at will; removal is permitted only for
specified cause, with the existence of cause to be determined by
Congress following a hearing. Any removal under the statute would
presumably be subject to post-termination judicial review to ensure
that a hearing had in fact been held and that the finding of cause
for removal was not arbitrary." Post, at 770. That observation
by the dissenter rests on at least two arguable premises: (a) that
the enumeration of certain specified causes of removal excludes the
possibility of removal for other causes, cf. Shurtleft v. United
States, 189 U.S. 311, 315-316 (1903); and (b) that any removal would
be subject to judicial review, a position that appellants were
unwilling to endorse.8
Glossing over these difficulties, the dissent's assessment of the
statute fails to recognize the breadth of the grounds for removal.
The statute permits removal for "inefficiency,"
"neglect of duty," or "malfeasance." These terms
are very broad and, as interpreted by Congress, could sustain
removal of a Comptroller General for any number of actual or
perceived transgressions of the legislative will. The Constitutional
Convention chose to permit impeachment of executive officers only
for "Treason, Bribery, or other high Crimes and
Misdemeanors." It rejected language that would have permitted
impeachment for "maladministration," with Madison [478
U.S. 714, 730] arguing that "[s]o vague a term will be
equivalent to a tenure during pleasure of the Senate." 2 M.
Farrand, Records of the Federal Convention of 1787, p. 550 (1911).
We need not decide whether "inefficiency" or
"malfeasance" are terms as broad as
"maladministration" in order to reject the dissent's
position that removing the Comptroller General requires "a feat
of bipartisanship more difficult than that required to impeach and
convict." Post, at 771 (WHITE, J., dissenting). Surely no one
would seriously suggest that judicial independence would be
strengthened by allowing removal of federal judges only by a joint
resolution finding "inefficiency," "neglect of
duty," or "malfeasance."
JUSTICE WHITE, however, assures us that "[r]ealistic
consideration" of the "practical result of the removal
provision," post, at 774, 773, reveals that the Comptroller
General is unlikely to be removed by Congress. The separated powers
of our Government cannot be permitted to turn on judicial assessment
of whether an officer exercising executive power is on good terms
with Congress. The Framers recognized that, in the long term,
structural protections against abuse of power were critical to
preserving liberty. In constitutional terms, the removal powers over
the Comptroller General's office dictate that he will be subservient
to Congress.
This much said, we must also add that the dissent is simply in error
to suggest that the political realities reveal that the Comptroller
General is free from influence by Congress. The Comptroller General
heads the General Accounting Office (GAO), "an instrumentality
of the United States Government independent of the executive
departments," 31 U.S.C. 702(a), which was created by Congress
in 1921 as part of the Budget and Accounting Act of 1921, 42 Stat.
23. Congress created the office because it believed that it
"needed an officer, responsible to it alone, to check upon the
application of public funds in accordance with appropriations."
H. Mansfield, [478 U.S. 714, 731] The Comptroller General: A Study
in the Law and Practice of Financial Administration 65 (1939).
It is clear that Congress has consistently viewed the Comptroller
General as an officer of the Legislative Branch. The Reorganization
Acts of 1945 and 1949, for example, both stated that the Comptroller
General and the GAO are "a part of the legislative branch of
the Government." 59 Stat. 616; 63 Stat. 205. Similarly, in the
Accounting and Auditing Act of 1950, Congress required the
Comptroller General to conduct audits "as an agent of the
Congress." 64 Stat. 835.
Over the years, the Comptrollers General have also viewed themselves
as part of the Legislative Branch. In one of the early Annual
Reports of Comptroller General, the official seal of his office was
described as reflecting
"the independence of judgment to be exercised by the General
Accounting Office, subject to the control of the legislative branch.
. . . The combination represents an agency of the Congress
independent of other authority auditing and checking the
expenditures of the Government as required by law and subjecting any
questions arising in that connection to quasi-judicial
determination." GAO Ann. Rep. 5-6 (1924).
Later, Comptroller General Warren, who had been a Member of Congress
for 15 years before being appointed Comptroller General, testified:
"During most of my public life, . . . I have been a member of
the legislative branch. Even now, although heading a great agency,
it is an agency of the Congress, and I am an agent of the
Congress." To Provide for Reorganizing of Agencies of the
Government: Hearings on H. R. 3325 before the House Committee on
Expenditures, 79th Cong., 1st Sess., 69 (1945) (emphasis added).
And, in one conflict during Comptroller General McCarl's tenure, he
asserted his independence of the Executive Branch, stating:
"Congress . . . is . . . the only authority to which there lies
an appeal from the decision of this office. . . . [478 U.S. 714,
732]
". . . I may not accept the opinion of any official, inclusive
of the Attorney General, as controlling my duty under the law."
2 Comp. Gen. 784, 786-787 (1923) (disregarding conclusion of the
Attorney General, 33 Op. Atty. Gen. 476 (1923), with respect to
interpretation of compensation statute).
Against this background, we see no escape from the conclusion that,
because Congress has retained removal authority over the Comptroller
General, he may not be entrusted with executive powers. The
remaining question is whether the Comptroller General has been
assigned such powers in the Balanced Budget and Emergency Deficit
Control Act of 1985.
V
The primary responsibility of the Comptroller General under the
instant Act is the preparation of a "report." This report
must contain detailed estimates of projected federal revenues and
expenditures. The report must also specify the reductions, if any,
necessary to reduce the deficit to the target for the appropriate
fiscal year. The reductions must be set forth on a
program-by-program basis.
In preparing the report, the Comptroller General is to have
"due regard" for the estimates and reductions set forth in
a joint report submitted to him by the Director of CBO and the
Director of OMB, the President's fiscal and budgetary adviser.
However, the Act plainly contemplates that the Comptroller General
will exercise his independent judgment and evaluation with respect
to those estimates. The Act also provides that the Comptroller
General's report "shall explain fully any differences between
the contents of such report and the report of the Directors."
251(b)(2).
Appellants suggest that the duties assigned to the Comptroller
General in the Act are essentially ministerial and mechanical so
that their performance does not constitute "execution of the
law" in a meaningful sense. On the contrary, we view these
functions as plainly entailing execution [478 U.S. 714, 733] of the
law in constitutional terms. Interpreting a law enacted by Congress
to implement the legislative mandate is the very essence of
"execution" of the law. Under 251, the Comptroller General
must exercise judgment concerning facts that affect the application
of the Act. He must also interpret the provisions of the Act to
determine precisely what budgetary calculations are required.
Decisions of that kind are typically made by officers charged with
executing a statute.
The executive nature of the Comptroller General's functions under
the Act is revealed in 252(a)(3) which gives the Comptroller General
the ultimate authority to determine the budget cuts to be made.
Indeed, the Comptroller General commands the President himself to
carry out, without the slightest variation (with exceptions not
relevant to the constitutional issues presented), the directive of
the Comptroller General as to the budget reductions:
"The [Presidential] order must provide for reductions in the
manner specified in section 251(a)(3), must incorporate the
provisions of the [Comptroller General's] report submitted under
section 251(b), and must be consistent with such report in all
respects. The President may not modify or recalculate any of the
estimates, determinations, specifications, bases, amounts, or
percentages set forth in the report submitted under section 251(b)
in determining the reductions to be specified in the order with
respect to programs, projects, and activities, or with respect to
budget activities, within an account . . . ." 252(a)(3)
(emphasis added).
See also 251(d)(3)(A).
Congress of course initially determined the content of the Balanced
Budget and Emergency Deficit Control Act; and undoubtedly the
content of the Act determines the nature of the executive duty.
However, as Chadha makes clear, once Congress makes its choice in
enacting legislation, its participation ends. Congress can
thereafter control the execution [478 U.S. 714, 734] of its
enactment only indirectly - by passing new legislation. Chadha, 462
U.S., at 958. By placing the responsibility for execution of the
Balanced Budget and Emergency Deficit Control Act in the hands of an
officer who is subject to removal only by itself, Congress in effect
has retained control over the execution of the Act and has intruded
into the executive function. The Constitution does not permit such
intrusion.
VI
We now turn to the final issue of remedy. Appellants urge that
rather than striking down 251 and invalidating the significant power
Congress vested in the Comptroller General to meet a national fiscal
emergency, we should take the lesser course of nullifying the
statutory provisions of the 1921 Act that authorizes Congress to
remove the Comptroller General. At oral argument, counsel for the
Comptroller General suggested that this might make the Comptroller
General removable by the President. All appellants urge that
Congress would prefer invalidation of the removal provisions rather
than invalidation of 251 of the Balanced Budget and Emergency
Deficit Control Act.
Severance at this late date of the removal provisions enacted 65
years ago would significantly alter the Comptroller General's
office, possibly by making him subservient to the Executive Branch.
Recasting the Comptroller General as an officer of the Executive
Branch would accordingly alter the balance that Congress had in mind
in drafting the Budget and Accounting Act of 1921 and the Balanced
Budget and Emergency Deficit Control Act, to say nothing of the wide
array of other tasks and duties Congress has assigned the
Comptroller General in other statutes.9 Thus appellants' [478 U.S.
714, 735] argument would require this Court to undertake a weighing
of the importance Congress attached to the removal provisions in the
Budget and Accounting Act of 1921 as well as in other subsequent
enactments against the importance it placed on the Balanced Budget
and Emergency Deficit Control Act of 1985.
Fortunately this is a thicket we need not enter. The language of the
Balanced Budget and Emergency Deficit Control Act itself settles the
issue. In 274(f), Congress has explicitly provided
"fallback" provisions in the Act that take effect "[i]n
the event . . . any of the reporting procedures described in section
251 are invalidated." 274(f)(1) (emphasis added). The fallback
provisions are "`fully operative as a law,'" Buckley v.
Valeo, 424 U.S., at 108 (quoting Champlin Refining Co. v.
Corporation Comm'n of Oklahoma, 286 U.S. 210, 234 (1932)). Assuming
that appellants are correct in urging that this matter must be
resolved on the basis of congressional intent, the intent appears to
have been for 274(f) to be given effect in this situation. Indeed,
striking the removal provisions would lead to a statute that
Congress would probably have refused to adopt. As the District Court
concluded:
"[T]he grant of authority to the Comptroller General was a
carefully considered protection against what the House conceived to
be the pro-executive bias of the OMB. It is doubtful that the
automatic deficit reduction process would have passed without such
protection, and doubtful that the protection would have been
considered present if the Comptroller General were not removable by
Congress itself . . . ." 626 F. Supp., at 1394. [478 U.S. 714,
736]
Accordingly, rather than perform the type of creative and
imaginative statutory surgery urged by appellants, our holding
simply permits the fallback provisions to come into play.10
VII
No one can doubt that Congress and the President are confronted with
fiscal and economic problems of unprecedented magnitude, but
"the fact that a given law or procedure is efficient,
convenient, and useful in facilitating functions of government,
standing alone, will not save it if it is contrary to the
Constitution. Convenience and efficiency are not the primary
objectives - or the hallmarks - of democratic government . . .
." Chadha, supra, at 944.
We conclude that the District Court correctly held that the powers
vested in the Comptroller General under 251 violate the command of
the Constitution that the Congress play no direct role in the
execution of the laws. Accordingly, the judgment and order of the
District Court are affirmed.
Our judgment is stayed for a period not to exceed 60 days to permit
Congress to implement the fallback provisions.
It is so ordered.
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